COMPLIANCE AND AUDIT DIVISION
Trust. Compliance. Independent control.
The Compliance and Audit Division is responsible for overseeing compliance with the law, industry regulations, internal procedures and ethical standards in the Capital Group's operations. Its primary goal is to ensure transparency, security and consistency of the organization's operations in accordance with applicable regulations and best market practices.
The compliance team analyses regulatory risks, creates internal policies, supervises their implementation and responds to any violations. It works proactively in identifying legal and reputational risks, conducting training, audits and corrective actions. A parallel internal audit provides an independent assessment of the effectiveness of control, management and operational processes throughout the structure.
Tracy Delacroix
Managing Director of Compliance and Business Ethics
New York Operations Management and Supervision Center
Maja Niewiadomska
Managing Director for Audits of Subsidiaries and Related Entities
New York Company Service Office
Rafal Łaniewski
Managing Director of Internal Audit and Control
London Business Support Centre
Agnieszka Bielicka
Chief of Staff for Internal Investigations and Violation Response
New York Company Service Office
Joanna Kostecka
Commissioner for Anti-Abuse and Transparency
New York Company Service Office
e-mail: j.kostecka@md-gcm.com
Robert Whitman
Audit Risk & Controls Advisor (US/EU)
New York Company Service Office
Marwan Khalil
Risk & Ethics Manager – Middle East & Africa
New York Company Service Office